writing
Superman or Underdog
One of the mental rabbit trails I found myself going down recently was considering where characters fall on the Underdog/Everyman/Superman spectrum and how that affects the story being told.
In general, characters — and particularly main characters/protagonists — fall along a spectrum. At one end are Underdogs, those who are weaker or less powerful than your average person. This would be the Cinderella type character in the “rags” stage where they’re essentially powerless. Audiences are encouraged to sympathize with or pity the Underdog and cheer for them as they try to rise above their situation, against all the odds.
In the middle is the Everyman or Average Joe, the person who’s at about the same level of power and ability as the average person. This is the girl/boy next door character, a staple of the romantic comedy. Audiences are encouraged to relate to or identify with this character. If a character is referred to as “relatable,” they’re probably an Everyman.
On the other end of the spectrum is the Superman, the person who’s more powerful than the average person. Most superheroes would be considered Superman characters (in one case, literally), but it’s not just about superpowers. The power could also be political or social status or great wealth, or it could involve high-level skills from intense training or experience. James Bond is a Superman character, along with kings and presidents. This is an aspirational character audiences are encouraged to admire and look up to.
Usually, this is all relative based on context. In a world where few people have magical powers, even an inept wizard would be a Superman, but in a setting where everyone’s magical, the inept wizard would be an Underdog. In superhero team-up movies, the scale may shift so that among people with superhuman powers there are some farther to the “Superman” end and some that count as Underdogs within that group. A character may also shift position as the context around him changes. In The Lord of the Rings, Frodo is an Everyman while he’s in the Shire. He doesn’t have special skills, power, or authority, but he’s also not at the bottom of society and needing to rise up. But once his quest begins, he becomes an Underdog. He’s smaller than most of the people around him, he doesn’t have the kind of training or special skills that others around him have, he’s mostly ignorant of the world he’s dealing with, and he’s up against an enemy with great power and resources.
Characters can move around on the spectrum. In fact, the story’s more interesting if the character does move around a bit. In a lot of superhero origin stories, the hero may start as an Underdog—like Peter Parker or Steve Rogers—until something happens to give them superpowers so they become a Superman. A character like Peter Parker may have a slower move toward Superman status because it takes him so long to adjust to having powers, figuring out what to do with them, and learning to use them without causing a disaster, so they may be an Underdog or Everyman who can do cool stuff. Or a character like Steve Rogers can simultaneously be both a Superman and an Underdog. Pre-Captain America Steve may be an asthmatic 90-pound weakling, but he’s already a Superman inside—smarter, nobler, and braver than the average person. He’s an Underdog because no one takes him seriously, but when he gets superpowers he doesn’t really change. He just gets a body to match his spirit.
Characters can move down, too. Whenever Superman is exposed to kryptonite, he temporarily becomes an Everyman or even an Underdog as he has to struggle to deal with situations without his usual strengths. Or there’s the common sports story arc, starting with the athlete at the top of his game until he gets injured and becomes an Underdog and has to fight to rise again.
I started thinking about all this when I started my rewatch of the Star Wars movies and shows and found myself analyzing yet again the issues with The Phantom Menace. One thing I realized is that all the main characters are clustered around the Superman end of the spectrum, without a lot of movement. As a Jedi Master, Qui Gon is at the far Superman end. Obi Wan is just a bit behind him, as an apprentice. Padme is a queen with political power, so she’s well past everyman, even if she’s not as far down as the Jedi with their powers. Anakin may be a kid and a slave when he’s introduced, but we don’t see the slavery affecting him that much onscreen. Instead, we hear all about how he’s more powerful with the Force than even Yoda, he’s the best at building and fixing things, and he’s the only human who can compete and win at pod racing. He’s definitely in the Superman area and doesn’t have much room to level up. The only Underdog in the main cast is Jar-Jar, the comic relief. You end up with a not very interesting story if everyone’s a Superman and they’re mostly static. It doesn’t even feel like they shift the curve so that within the Superman area there are Underdogs and Everymen. Anakin is constantly presented as too awesome to be an Underdog, even if he whines about not getting his due.
Contrast that with the original movie. Luke Skywalker is introduced at the Underdog side of Everyman. We don’t yet know that he might have any special powers or abilities. He’s young, inexperienced, and naive, and he’s entirely unprepared for the adventure he finds himself on. During the course of the movie, he learns enough and does enough to gradually move to the Superman side of Everyman, then during the course of the rest of the trilogy he levels up toward Superman. Meanwhile, we have Leia on the Superman end of the spectrum (as a princess and rebel leader), though she becomes something of an Underdog for a while when she’s a prisoner where her status doesn’t help her and she loses everything. Han starts just on the Superman side of Everyman, since he has great skills as a pilot and owns a spaceship, then he moves up a bit when he learns to be less selfish and becomes a hero.
Now I find myself looking at my own casts to see how they stack up, though it’s complicated by context in a lot of my books. The wizards in the Enchanted, Inc. series may have magical powers, but they exist in different parts of the scale compared to each other, and things may change when they’re away from work. Katie’s an Underdog in some ways but is considered a Superman by some of the wizards because she can do things they can’t.